[vc_row][vc_column][vc_column_text]<\/p>\n
[\/vc_column_text][\/vc_column][\/vc_row][vc_row][vc_column][vc_column_text]Las administradoras de fondos tienen prohibido:<\/span><\/p>\n a) \u00a0 Adquirir, enajenar o mezclar activos de un fondo con los suyos propios;<\/span><\/p>\n b) \u00a0 Mezclar activos de un fondo con los de otros fondos;<\/span><\/p>\n c) \u00a0 Realizar operaciones entre fondos y fideicomisos de una misma administradora fuera de bolsa;<\/span><\/p>\n d) \u00a0 Garantizar un resultado, rendimiento o tasa de retorno;<\/span><\/p>\n e) \u00a0 Traspasar valores de su propiedad o de su propia emisi\u00f3n entre los distintos fondos que administre;<\/span><\/p>\n f)<\/span> Dar o tomar dinero a cualquier t\u00edtulo a, o de los fondos que administre o entregar \u00e9stos en garant\u00eda;<\/span><\/span><\/p>\n g) \u00a0 Emitir obligaciones y recibir dep\u00f3sitos en dinero;<\/span><\/p>\n h) Participar de manera alguna en la administraci\u00f3n, asesoramiento, direcci\u00f3n o cualquier otra funci\u00f3n que no sea la de accionista en aquellas compa\u00f1\u00edas en que un fondo mantenga inversiones; e,<\/span><\/p>\n i) <\/span> Ser accionista de una casa de valores, administradoras de fondos de inversi\u00f3n y fideicomisos, calificadoras de riesgo, auditoras externas y dem\u00e1s empresas vinculadas a la propia administradora de fondos de inversi\u00f3n.<\/span><\/span><\/p>\n Adem\u00e1s en calidad de fiduciarios no deber\u00e1n:<\/span><\/p>\n [\/vc_column_text][vc_column_text]a) Avalar, afianzar o garantizar el pago de beneficios o rendimientos fijos en funci\u00f3n de los bienes que administra; no obstante, conforme a la naturaleza del fideicomiso mercantil, podr\u00e1n estimarse rendimientos o beneficios variables o fijos no garantizados dejando constancia siempre que las obligaciones del fiduciario son de medio y no de resultado;<\/span><\/p>\n b) La fiduciaria durante la vigencia del contrato de fideicomiso mercantil o del encargo fiduciario, no permitir\u00e1 que el beneficiario se apropie de los bienes que \u00e9l mismo o la sociedad administradora de fondos y fideicomisos administre de acuerdo a lo estipulado en el fideicomiso.<\/span><\/p>\n c) Invertir los recursos de los fideicomisos, en los fondos de inversi\u00f3n que administra;<\/span><\/p>\n d) Constituir un fideicomiso mercantil en el que se designe como beneficiario principal o sustituto, directa o indirectamente, as\u00ed como en virtud de una cesi\u00f3n de derechos y en general por ning\u00fan medio que los ponga en dicha situaci\u00f3n, a la propia fiduciaria, sus administradores, representantes legales, sus accionistas o de sus empresas vinculadas;<\/span><\/p>\n e) Suscribir negocios fiduciarios que permitan o pueden devenir en contratos simulados, so pena del establecimiento de responsabilidades civiles, administrativas o penales a que hubiere lugar; y,<\/span><\/p>\n f) La Junta de Pol\u00edtica y Regulaci\u00f3n Monetaria y Financiera normar\u00e1 los requisitos y condiciones para la cesi\u00f3n de derechos fiduciarios.<\/span><\/p>\n Adem\u00e1s de las prohibiciones se\u00f1aladas anteriormente, las sociedades administradoras de fondos y fideicomisos no podr\u00e1n dedicarse a las actividades asignadas en la presente Ley a las casas de valores.<\/span><\/p>\n Fuente: Ley de Mercado de Valores<\/i><\/b><\/p>\n [\/vc_column_text][vc_column_text]<\/p>\n Ante cualquier duda, comun\u00edquese con nosotros<\/strong><\/p>\n info@acl.com.ec<\/strong><\/p>\n \u00a1S\u00edganos en Redes Sociales!<\/strong><\/p>\n [\/vc_column_text][gem_socials style=\u00bbrounded\u00bb colored=\u00bbcustom\u00bb alignment=\u00bbcenter\u00bb icons_size=\u00bb40″ socials=\u00bb%5B%7B%22social%22%3A%22facebook%22%2C%22url%22%3A%22https%3A%2F%2Fwww.facebook.com%2FACLAUDITCO%2F%3Fepa%3DSEARCH_BOX%22%7D%2C%7B%22social%22%3A%22linkedin%22%2C%22url%22%3A%22https%3A%2F%2Fwww.linkedin.com%2Fcompany%2Facl-auditores-y-consultores-latam-ecuador%2F%3FviewAsMember%3Dtrue%22%7D%2C%7B%22social%22%3A%22instagram%22%2C%22url%22%3A%22https%3A%2F%2Fwww.instagram.com%2Facl_latam%2F%22%7D%2C%7B%22social%22%3A%22youtube%22%2C%22url%22%3A%22https%3A%2F%2Fwww.youtube.com%2Fchannel%2FUCZ-wHjiy6Ss3AwamBWk-HAA%3Fview_as%3Dsubscriber%22%7D%5D\u00bb color=\u00bb#08253d\u00bb][\/vc_column][\/vc_row]<\/p>","protected":false},"excerpt":{"rendered":" [vc_row][vc_column][vc_column_text] Prohibiciones a las administradoras de fondos y fideicomisos. [\/vc_column_text][\/vc_column][\/vc_row][vc_row][vc_column][vc_column_text]Las administradoras de fondos tienen prohibido: a) \u00a0 Adquirir, enajenar o mezclar activos de un fondo con los suyos propios; b) \u00a0 Mezclar activos de un fondo con los de otros fondos; c) \u00a0 Realizar operaciones entre fondos y fideicomisos de una misma administradora fuera de […]<\/p>","protected":false},"author":3,"featured_media":27880,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"image","meta":{"site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"_joinchat":[],"footnotes":""},"categories":[14],"tags":[],"class_list":["post-27877","post","type-post","status-publish","format-image","has-post-thumbnail","hentry","category-noticias-acl","post_format-post-format-image"],"_links":{"self":[{"href":"https:\/\/acl.com.ec\/en\/wp-json\/wp\/v2\/posts\/27877","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/acl.com.ec\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/acl.com.ec\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/acl.com.ec\/en\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"https:\/\/acl.com.ec\/en\/wp-json\/wp\/v2\/comments?post=27877"}],"version-history":[{"count":0,"href":"https:\/\/acl.com.ec\/en\/wp-json\/wp\/v2\/posts\/27877\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/acl.com.ec\/en\/wp-json\/wp\/v2\/media\/27880"}],"wp:attachment":[{"href":"https:\/\/acl.com.ec\/en\/wp-json\/wp\/v2\/media?parent=27877"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/acl.com.ec\/en\/wp-json\/wp\/v2\/categories?post=27877"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/acl.com.ec\/en\/wp-json\/wp\/v2\/tags?post=27877"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}